Petition against Naked Shorting : Media Links:

Petition Status Report

• Petition Status (Update)
• Opening Statements-Open Meeting 6/14/07 by Chairman Cox
• Cox Addresses SHO Failures_Audio File
• aguirre-congress

Older stories Go to archived links

Online Newsletter - Stockgate Today

• 07-25-2007 : Prime Broker's Defense; The SEC Made Us Do It
• 07-19-2007 : Overstock Ruling Favors Public Companies Across Nation
• 07-16-2007 : NYSE Trivializes More Naked Shorts With Another 'Excuse Me' Fine
• 07-16-2007 : A Plea Bargain to Rattle Wall Street
• 07-06-2007 : A 6.8% Problem With SHO

Older stories Go to archived links

Breaking news

• 07-25-2007 : Overstock.com v. Prime Broker Ruling
• 07-25-2007 : Train Wreck of the Week; Overstock Progresses
• 07-22-2007 : Overstock v. Rocker Appellate Court Ruling
• 07-18-2007 : Overstock.com Wins Ruling in Prime Brokerage Litigation
• 07-18-2007 : Former SEC Officials Enter Securities Case
• 07-10-2007 : Lawyer Pleads Guilty in Securities Case
• 07-06-2007 : Interactive Brokers hit by options trading scheme
• 07-06-2007 : Congress to look into hedge funds
• 06-30-2007 : SEC sues hedge fund manager over late trading
• 06-25-2007 : WayPoint Biomedical Files Suit against D.T.C.C.
• 06-25-2007 : SEC Votes to Adopt Final Amendments to Rule 105
• 06-19-2007 : Paperless Legal Program – Full Participation
• 06-19-2007 : D.T.C.C Supports SEC Initiative to Make Trade Failure Data Publicly Available
• 06-19-2007 : Antitrust Ruling Welcomed on Wall Street
• 06-14-2007 : Trading Rule Reprieve
• 06-14-2007 : Video ARCHIVE- SEC MEETING - SHO Amendments
• 06-13-2007 : SEC Votes To End Short-Selling 'Grandfather' Protections

Older stories Go to archived links

FOIA Data Analysis of Market Abuses

• 06-27-2007 : SHO Underperforms in Reducing Fails (Jan 05 - Mar 07 Analysis)
• 10-11-2006 : Inhibitex; Trading on Inside Info leads into Future Stock Raid
• 09-20-2006 : Data Defines NYSE a Failure under SHO
• 09-08-2006 : NASDAQ FOIA Data refutes SEC Claims of Success
• 08-18-2006 : Krisby Kreme gets Creamed by Fails
• 08-18-2006 : Global Links sacked by Wall Street
• 06-24-2006 : Global Crossings Abuses Revealed
• 06-22-2006 : Overstock.com - Byrne's Vindication Revealed
• 06-02-2006 : Refco Raid Exposed
• 05-29-2006 : Novastar Financial
• 05-29-2006 : Cal-Maine

The Faulking Truth

• Sen. Bennett Renews Call for Hearing into Stock Market Fraud
• NASD Charges NevWest in CMKX Saga...Justice at Last?
• A FAIL IS A FAIL IS A FAIL!!!
• Once a Liar, Always a Liar
• World’s Largest Plasma TV: Priceless…For everything else, there’s Sharesleuth.com
• Our SEC Officials isn't Learning
• Senator Shelby: "Naked short selling isn't fraud"....Wait, could you repeat the question?
• The Keystone Cops meet the Gang that Couldn’t Shoot Straight
• The CMKX Story: When Too Much Isn’t Enough

Older stories Go to archived links

Presentations

• 12-26-2005 : Patrick Byrne on Naked Shorting
• 12-06-2005 : Chicago Exchange Draws Heavy Threshold Security Volumes
• 10-28-2005 : Settlement Failures

Do your Part - Proposals for Public Comment

• 12-12-2005 : SEC Proxy Voting - 34-52926 Dec. 8, 2005 Internet Availability of
• 12-12-2005 : NASD Short Selling Proposal - SR-NASD-2004-044

Congress writes the SEC & Responses

• 07-29-2005 : Congressman Tierney - SEC Again avoids direct answers
• 07-07-2005 : Senator Dole - Re: Naked shorting,
• 06-28-2005 : D.T.C.C. Interference in Reporting
• 06-08-2005 : SEC Diverts Attention to Issuer - Never Addresses Issue at Hand
• 06-06-2005 : Senator Shelby; Form Letter Response from Senate Banking Committee
• 05-31-2005 : Senator Talent
• 05-30-2005 : Regulation of Naked Short Selling
• 05-26-2005 : SEC TO SENATOR SARBANES: FOLLOW THE TIMELINES AND THE DECEPTION BY THE SEC REGARDING ORDER OF EVENT
• 05-26-2005 : SEC to Barney Frank
• 05-25-2005 : Senator Durbin
• 05-25-2005 : Senator Collins

Organizations Against Naked Short Selling

• 04-03-2006 : America Needs to Know
• 12-17-2005 : NCANS
• 12-17-2005 : Counterfeit America

Did they Deserve the Abuse

• 10-05-2005 : TASER (NASDAQ: TASR) SEC Threats, Reg SHO Failures Prove to be too
• 09-23-2005 : SHO Flat Lined in Performance; Congress and SEC 'Monitoring' a Failure.
• 07-08-2005 : Salton Inc. (NYSE: SFP) - SEC's Grandfather Clause may cause SFP to be
• 07-07-2005 : Multiband (NASDAQ: MBND)- Data tells all on blatant abuse - Market Maker Raids on Stock Growth
• 07-07-2005 : Internet Initiative Japan (NASDAQ: IIJI) - theStreet.com identifies Naked Shorting Attack – SEC watc
• 07-06-2005 : Netflix (NASDAQ: NFLX) - Shorts Grow while under Regulation SHO Restrictions - Why can't the fails s
• 07-06-2005 : Cal-Maine (NASDAQ: CALM) - All they wanted was to sell Egg's, Wall Street had different ideas
• 07-06-2005 : Global Crossings (NASDAG: GLBC) - Excessive Fails, Excessive Reported Shorts, Stock Price Control
• 07-05-2005 : Delcath Private Placement Coincides with SHO Listing

The Pipe's report

• 09-20-2006 : Pipes report september
• 04-09-2006 : Pipes archive
• 04-09-2006 : The Pipe's report April

Threshold List

• 01-22-2005 : NYSE
• 01-22-2005 : AMEX
• 01-22-2005 : CHX
• 01-22-2005 : PCX
• 01-22-2005 : BSE
• 01-22-2005 : ARCA
• 01-22-2005 : NASD

REGULATION SHO -- Short Sales

• Final Rule Regulation SHO and Rule 10a-1
• Net Capital Deduction for Stock Borrow Transactions
• Issues Relating to the SEC's Adoption of Regulation SHO
• FAQ's on regulation SHO
• SHO Pilot Program Delay
• Regulation SHO Pilot Program
• Regulation SHO

SIA SHO Symposium

• 11-22-2004 : Strategic Delivery Failures in U.S. Equity Markets
• 11-17-2004 : SIA Regulation SHO Symposium

Strange events on Berlin stock exchange

• 02-26-2006 : Fortuna Demands Immediate De-Listing From the Berlin-Bremen Stock Exchange
• 07-07-2005 : GTREX Capital Demands Immediate De-listing from the Berlin Stock Exchange
• 04-28-2005 : Great West Gold Demands an Immediate Delisting
• 04-19-2005 : Great West Gold, Inc. to Demand Immediate Delisting From Berlin Bremen Stock Exchange

Older stories Go to archived links

Other Info including Lawsuit

• Nev West Complaint
• Walters complaint
• REPORT ON MICRO-CAP STOCK FRAUD 1993- 1997
• Biovail Complaint
• Overstock Complaint
• Rodney Young Video Before the SEC Commissioners:
• An open letter to the American investor from Rod Young - Eagletech CEO
• Aggregate Fails to deliver list (AMEX, OTCBB and pink sheet securities)
• Aggregate Fails to deliver list (NYSE and Nasdaq securities)
• SEC response to FOIA
• Address to a State Regulator
• Overstock Conference Call Presentation
• Overstock.com Files Lawsuit Against Rocker Partners and Gradient Analytics
• The Naked Shorting Problem by Dr. Patrick Byrne The Naked Shorting Problemby Dr. Patrick Byrne
• Elimination of Stock Certificates
• Exotics.com ammendment
• Nutek ammendment
• Is Naked Short Selling a Violation of the US Criminal Code?
• DEATH SPIRAL CONVERTIBLES
• Anonymous Letter : Concept Release: Securities Transactions Settlement
• R. J. Shapiro's followup letter to SEC.
• TITLE 18 - COUNTERFEIT SECURITIES
• The Federal Reserve
• A Letter to Regulators

SEC/NASD- Proposed Rules, Reports, Actions, Meetings, Comment Letters

• IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGES
• Pink Sheet Short Position Reporting
• Agency Securities Lending
• ISSUER RESTRICTIONS OR PROHIBITIONS ON OWNERSHIP BY SECURITIES INTERMEDIARIES
• Concept Release: Securities Transactions Settlement
• SEC related documents

Contact Your Senators and Regulators

• Newspaper Links by State
• http://www.nasaa.org/QuickLinks/ContactYourRegulator.cfm
• Who you can Contact
• Contact details

Letters from the Editor: Dave Patch

Older stories Go to archived links